Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
4 Trends Shaping Up in 401(k)s
By John ManganaroRetirement industry executives see a fast-growing need for trusted, fiduciary advice about retirement income.
November 02, 2022
What Separates the Best RIAs From the Rest: SchwabAverage RIA assets doubled in the past five years, but that growth isn't spread equally, Schwab's research shows.
November 02, 2022
BD Deals: When Do Advisors Win, Lose?The size of the firm being sold and of the acquiring firm can make a big difference in advisor retention.
October 26, 2022
5 Steps to Boosting Your Independence — TodayThis is the best time in decades for advisors to upgrade and strategically position their practices, says one recruiter.
October 24, 2022
How to Maintain RIA Independence Amid a Wave of ConsolidationNew client demands, lower trading revenue and a search for economies of scale have triggered increased M&A, but not all firms aim to sell.
October 14, 2022
Will Fidelity Steal Advisors' Rollover Lunch?Fidelity's new platform could lead more retirees to annuitize their 401(k) instead of rolling it into an advised account.
October 03, 2022
Cost-Conscious Investors Open to Using a Robo-AdvisorAmong Americans without a financial advisor, 80% would consider getting a robo-advisor if they knew it would be less costly.
September 29, 2022
10 Best & Worst HSAs for Investing: 2022Morningstar ranked 10 major providers on factors like fees and the quality and variety of investments.