Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
FINRA, SEC Warn of Ongoing Cyber Threats
By Jeff BermanPhishing, ransomware and disgruntled ex-workers are among the many challenges firms face.
January 14, 2020
Does the 'Old Boys Club' Still Exist?Researchers look at a bank to see if men have a schmooze network that lets them interact more with powerful men and get more promotions.
January 14, 2020
Tracking Women-Led Funds vs. BenchmarksGoldman Sachs' report finds that female-managed funds tend to "tilt toward defensive and high-growth industries."
January 13, 2020
Next Job for Seahawks' Marshawn Lynch: Retirement Advisor?Lynch's advisor at UBS said, "He understands the transition [to retirement] better than anyone in the NFL, since he's done it twice."
January 10, 2020
Raymond James Nabs $800M Wells Fargo Team in Salt Lake CityMeanwhile, Stifel says it added a Wells Fargo rep and an advisor duo from UBS with a combined $213 million.
January 10, 2020
10 Top Trends in Wealth Management for 2020: Aite GroupLast year brought several major developments in the industry. How will those developments play out?
January 09, 2020
Fidelity Launches First Full-Service HSA for AdvisorsFidelity's HSA for advisors and other financial intermediaries is integrated with Wealthscape, its advisor technology platform.
January 09, 2020
LPL Recruits Black Advisor Team From Northwestern MutualMeanwhile, RIA Mercer Global Advisors is buying CCP Inc., a Chicago-based group with $140 million in client assets.