Leadership
Discover the latest news affecting advisors RIAs and others in wealth management , including updates on key hirings and other executive changes.
SVB Had No Chief Risk Officer for Months
By Maria Dinzeo"It's like having an airplane without a pilot," said Charles Elson, a retired professor of corporate governance at the University of Delaware.
March 07, 2023
Sanctuary Fired CEO Over Misconduct Allegations, Filing ShowsFormer Sanctuary CEO Jim Dickson "vehemently denies" allegations against him, his attorney says.
March 06, 2023
6 Steps for Building the Best Comp Plan for Your FirmLike clients' financial plans, advisors' compensation structures shouldn't be just about money.
March 02, 2023
Divorce Looks Like Forced Early Retirement for Many Wealthy Women, Advisor SaysDivorcing HNW women who weren't breadwinners can have complex planning needs, Michelle Smith tells ThinkAdvisor.
March 02, 2023
Advisor Speaks Out on Industry's Treatment of WomenFor one thing, finance has the biggest gender pay gap of any industry, Bridget Venus Grimes tells ThinkAdvisor.
February 28, 2023
Merrill Names New Private Wealth HeadLindsay Hans will succeed Don Plaus as head of the firm's Private Wealth Management, International and Institutional.
February 27, 2023
These 'Magic Words' Make You More InfluentialSmall shifts in wording can change the way advisors communicate, Wharton professor Jonah Berger tells ThinkAdvisor.
February 23, 2023
Goodbye, Wirehouses: Why Young Financial Advisors Are Breaking AwayAt Dynasty, these advisors saw a chance to step off the sales treadmill and give fiduciary advice, they tell ThinkAdvisor.