Vanguard Taking Orders for New Core-Plus Bond Fund
By Bernice NapachThe fund will be the firm's first actively managed mutual fund to launch this year.
October 11, 2021
RIA M&A Activity on Pace for Record-Breaking Year: EchelonStrong secular trends and supportive capital markets are fueling this frenzy of activity, the report found.
October 11, 2021
Allianz Sued for 'Assessing a Surrender Charge on the Surrender Charge' in VAsThe insurer used a formula that inflated surrender charges on variable annuities, the plaintiffs say.
October 11, 2021
New Low-Fee DAF Allows Crypto Donations, InvestmentsDaffy Charitable uses a phone app and charges monthly subscription rates.
October 11, 2021
Jackson Rumbles Onto the Index-Linked Annuity FieldThe insurer has 22% of the traditional variable annuity market. It says the $24 billion RILA pie looks delicious.
October 11, 2021
Canadian Firm Closes on $10B American Equity Reinsurance DealBrookfield Re now has a 19.9% stake in the Iowa-based annuity issuer.
October 11, 2021
FINRA Bars Ex-LPL Broker Who Allegedly Took an Older Client's FundsThe former LPL broker was terminated by the firm for failing to disclose outside business activity.
October 11, 2021
Raymond James Launches Succession Planning PlatformPractice Exchange is meant to be a "one-stop location for M&A tools, prospective buyer/seller matching" and other services.