Wealth.com Expands Its RIA Reach (Again)
By John ManganaroThe estate planning platform is hiring human experts while also developing AI tools, co-founder Matt White says.
November 19, 2024
Ex-Wells Fargo Rep Gets 3 Years in Prison for $4M Health Care SchemeA former Stifel, Wells Fargo and Morgan Stanley advisor was sentenced for defrauding public health insurance plans.
November 19, 2024
Orion-Schwab Integrations Include Direct RMD CalculationsThe firms unveiled enhanced functionality and workflows within Schwab Advisor Services.
November 19, 2024
Trump Picks Cantor Fitzgerald’s Lutnick as Commerce ChiefLutnick, 63, is one of Trump’s most prominent Wall Street backers and is co-chair of his transition team.
November 19, 2024
Annuity Beneficiary Sues Reinsurer Over Payment TimingAn administrator now processes all payments at the end of the month. The plaintiff says that violates his contract.
November 19, 2024
‘FIRE’ ETFs Catering to Retire-Early Strivers Make Their DebutMorningstar's Ben Johnson called the connection between the new funds and early retirement "a marketing tactic."
November 19, 2024
FINRA Fines CUNA Brokerage Services Over Deleted Rollover RecordsThe BD inadvertently deleted 14,000 records, violating Reg BI, FINRA says.
November 19, 2024
IRS to Drop Interest Rates in JanuaryFor individuals, the rate for overpayments and underpayments will be 7% per year, compounded daily.