Biden Tax, Spending Bill Pushed to 2022
By Laura Litvan and Erik WassonSenate Democrats are abandoning efforts to pass the president's $2 trillion economic agenda this year.
December 15, 2021
Prospera Financial Buys Dorsey & Co.The acquired firm will maintain the Dorsey and Co. brand and operate as a Prospera office of supervisory jurisdiction.
December 15, 2021
Individual Health Enrollment Period Comes to Its Old EndHealthSherpa says it's processing about one-third of the enrollments.
December 15, 2021
Wells Fargo Simplifies Comp Hurdles for 2022At the same time, the wirehouse has enhanced the bonus opportunities for its registered representatives.
December 15, 2021
COVID-19 Hammered Annuity Issuers Last Year: ACLI DataAnnuity considerations fell 13%, and overall life, health and annuity issuer revenue fell 6.8%.
December 15, 2021
Franklin Templeton Plans 2 Mutual Fund Conversions to ETFsBNY Mellon launches three active, sustainable ETFs, expanding its suite of active ETFs.
December 15, 2021
SEC Needs to Improve Oversight of FINRA: GAOSEC's oversight of FINRA lacks documented policies and procedures for determining which findings and corrective actions to track.
December 15, 2021
Ex-Ameriprise Rep Who Defrauded Retirees Gets 14 Years in PrisonThe former broker scammed clients out of over $12 million as part of a real estate investment scheme.