Advisors Turned Healthy Profits in 2025, but Client Growth Stagnated: Study
By Michael S. FischerNet new client assets grew only 1.9% for the year, The Ensemble Practice reports.
June 26, 2026
House Passes Financial Exploitation Prevention ActThe bill would allow advisors and firms to delay suspicious transactions if they believe financial exploitation has occurred.
June 26, 2026
Nomination Deadline Extended for ThinkAdvisor's 2026 Luminaries AwardsWe're taking nominations through July 7 for firms and individuals demonstrating excellence in financial advisory services, AI, asset management and related fields.
June 25, 2026
SEC Could Give More Life and Annuity Products Their Own Registration FormsSupporters of a new House bill say better-fitting paperwork would make the products easier to understand.
June 25, 2026
Two Sales Agents Settle With SEC in Alleged $56M Ponzi SchemeOne raised millions through a purported family office, while the other promoted fraudulent notes on his radio show, the SEC says.
June 25, 2026
AI Backlash Is the Risk Wall Street Fears Can Stop Tech StocksConstraints on the buildout of data centers and the introduction of taxes aimed at AI could spell trouble for the S&P 500.
June 25, 2026
JPMorgan's Lake Exits, Setting Up New Race to Succeed DimonThe bank named Troy Rohrbaugh and Doug Petno co-presidents following the abrupt departure of consumer banking chief Marianne Lake.
June 25, 2026
SEC Sends E-Delivery Rule to White House for ReviewSEC Chair Paul Atkins has said he's asked agency staff to draft a "broader" e-delivery rule.