FINRA Moves to Strengthen Fraud Rules for Seniors
By Melanie WaddellThe BD regulator has sent three investor protection proposals to the SEC for approval.
August 17, 2026
Bitcoin ETFs See Largest Outflow in 6 Weeks as Token StagnatesThe renewed selling comes as bitcoin languishes around $63,000, down some 50% from its record high.
August 14, 2026
State Regulators OK Annuity Disclosure Model Overhaul ProjectThe project could change what annuity sellers and advisors hand to clients.
August 14, 2026
SEC Prepares to Ease Rule on Advisors' Political DonationsThe rule restricts investment advisors from working for public pension funds if they've donated to state and local officials.
August 14, 2026
Dynasty's Sports-Advice Business Gets New Executive-In-ResidenceIn welcoming Greg Resh, Dynasty's CEO says sports and entertainment is one of the platform's fastest growing client niches.
August 14, 2026
Nvidia's $500B Plan Envelops Wall Street in Its AI FrenzyWith the partnership out in the open, firms like Goldman and JPMorgan are standing by to arrange hundreds of billions of dollars in financing for chip deals.
August 14, 2026
'FOMO Insurance' Drives Options Buying Spree as Stocks Rally OnInvestors are buying less downside protection and piling into contracts that pay off if the market continues to rally.
August 14, 2026
Cambridge Adds 186 Advisors in First Half of 2026The firm is a destination for advisors bought up by "mega consolidators and serial M&A shops," an exec says.