Edelman Financial Engines Sues Former Advisor for Poaching Clients
By Melanie WaddellEdelman's suit contends that Scott Butera resigned abruptly and has taken at least 21 client accounts to LPL, breaching his contract.
June 09, 2022
Why Envestnet's Stuart DePina Is Stepping Down"I've had an interest in driving my own organization for a few years now," he tells ThinkAdvisor.
June 09, 2022
How the Metaverse Can Boost Company Loyalty Amid the Great ResignationThe metaverse offers the ability to bring employees together virtually in the same space to create a stronger team and company culture.
June 08, 2022
More Leaders Exit OnrampCaitlin Cook and two C-level execs, Craig Uhlenkott and Nyle Bayer, are among the latest to leave the startup.
June 08, 2022
Ark's Cathie Wood Sees Huge Inventories as Evidence Inflation Will Ebb"I've never seen inventory surges like this in my career and I've been around for a long time," the ARKK manager says.
June 08, 2022
Life and Annuity Issuers Defend Guarantees at S&P ConferenceEllen Cooper and other CEOs said people still need help with protecting against risk and preparing for retirement.
June 08, 2022
Incumbent Ricardo Lara Leads in California Insurance Commissioner PrimaryThe winner could play a major role in whether the U.S. moves toward a non-variable annuity sales standard.
June 08, 2022
SEC Chief Takes Aim at Payment for Order Flow in Sweeping Plans for Stock MarketsThe plan would be the agency's most direct response to 2021's trading in GameStop and other meme stocks.