RIA to Pay Nearly $500K for Overcharging Clients
By Melanie WaddellPapamarkou Wellner Asset Management's client fees didn't match its advisory agreements or disclosure brochures, according to the SEC.
August 03, 2026
Gary Shilling Warns of Trillion-Dollar 'Wipeout' if AI Profits Fall ShortDisappointing tech profits could lead to contagion in the rest of the market, the economist and advisor says.
August 03, 2026
Robert Rodriguez Bets It All on Anything but StocksThe value investor is prioritizing three asset classes, he tells ThinkAdvisor.
July 31, 2026
Near-Retirees Fear Running Out of Time to Travel, Not Money: SurveyAdvisors can help clients make the most of their healthy years to enjoy trips without depleting savings.
July 31, 2026
LPL Aims to 'Get Into More Conversations' With Wirehouse, Regional Reps: CEO"We continue to be the disproportionate winner in our traditional markets" for advisor recruiting, said Rich Steinmeier on the firm's latest earnings call.
July 31, 2026
Americans' Financial Literacy Lags as Demands Rise: StudyThe United States, Allianz Research finds, has the lowest level of such knowledge among eight developed countries surveyed.
July 31, 2026
LPL Debuts Unified Tech PlatformA core asset of LPL Latitude is Cyan, LPL's AI agent, which is set to launch later this year.
July 31, 2026
Cut to Medicare Drug Plan Subsidy Could Hit Retirees' WalletsHumana executives say they included such a possibility when they set their 2027 prices.