FINRA to Send E-Delivery Rule Updates to SEC
By Melanie WaddellBroker-dealers would be allowed to make e-delivery their default method when sending investor disclosures and other communications.
February 04, 2026
Aon Agrees to $15M Settlement With Pennsylvania TeachersCalculation errors and bad advice caused the teachers to make millions of dollars in extra pension contributions, a suit alleged.
February 04, 2026
TaxStatus' Jump Integration Links IRS-Verified Data to Planning PlatformThe partnership reflects growing demand in the advisor space for verified financials and AI-powered planning.
February 04, 2026
Vanguard Brings Back Outsourced Back-Office JobsVanguard is transitioning some client services functions back from an Infosys business.
February 04, 2026
Senators Slam UBS for Obstructing Nazi Accounts Probe"UBS's conduct is absurd and a historic shame," Judiciary Committee Chairman Chuck Grassley said.
February 04, 2026
UBS Profit Beat Overshadowed by Worries Over U.S. Wealth OutflowsPay changes helped spur about 200 advisors to leave, taking client funds with them.
February 04, 2026
81 Year-Old Plaintiff Seeks Expedited Hearing in $35M Northern Trust Elder Fraud SuitElizabeth Madden is asking the court to hear the case by Aug. 3 due to her age and declining health.
February 03, 2026
President Signs $1.2T Spending Package, Promotes Drug Pricing ShiftA separate Homeland Security funding bill fight could create new dealmaking opportunities.