Mercer Gains One More Investor
By Jeff BermanAltas joins the RIA's other investors: Genstar Capital, Oak Hill Capital and over 300 Mercer employees.
June 07, 2023
Wells Fargo Launches Program for Advisors Serving Sports, Entertainment ClientsA new Sports & Entertainment Accredited Wealth Management Advisor designation has been created for the launch.
June 07, 2023
California Annuity Sales Rule Bill Faces Consumer Group OppositionThe consumer groups want to require agents to disclose cash compensation.
June 07, 2023
House Panel Advances Social Security Identity Theft BillsThe "epidemic" of Social Security scams is "out of control," says Mary Johnson of The Senior Citizens League.
June 06, 2023
Pershing CEO: AI Has Huge Potential in Wealth Management, Innovation Is Not NegotiableThe firm is using AI to power a next-best action engine in its revamped wealth platform.
June 06, 2023
Pershing X Launches New Wealth Management PlatformFirm leaders say the platform, called Wove, helps advisors connect all the components of a client's financial picture.
June 06, 2023
Prudential to Transfer a Wholesale Life Distribution Unit to SaybrusSaybrus is part of a company that recently bought another major life distributor from PIMCO's parent.
June 06, 2023
Ex-Edward Jones Rep Fined, Suspended for Texting Client DocsThe former advisor was suspended for 15 months and fined $15,000 by the regulator.