SEC Updates FAQ on Form CRS
By Melanie WaddellThe agency answers questions related to private placements, principal underwriters and dually registered BDs.
December 14, 2023
IRS Overhauls Leadership StructureThe moves set for early 2024 mark the agency's first such organizational change in more than two decades.
December 14, 2023
Edelman Financial Buys $1.5B Retirement FirmThis is the company's largest deal, based on assets, since it began acquiring other entities in 2021.
December 14, 2023
Toronto Stock Exchange Operator to Become Sole Owner of VettaFiThe $848 million move follows TMX Group acquiring a 22% stake in the indexing and ETF research firm.
December 14, 2023
JPMorgan to Unplug Its Robo-Advisor, Citing Weak DemandAutomated investing hasn't become profitable for many in the industry, "including us," the company said.
December 14, 2023
New Bill Would Permit Roth IRA to Roth 401(k) RolloversCurrent law prohibits workers from rolling Roth IRA savings into workplace-based Roth retirement plans.
December 14, 2023
Envestnet Explores Sale of YodleeThe TAMP wants to solicit interest from potential buyers of the data aggregator, which it acquired for $590 million in 2015.
December 14, 2023
Blackstone Goes All-In on Taylor Swift FandomFor its yearly holiday video, the private equity firm goes all-in on its infatuation for the singer and songwriter.