New FSI Report Takes On 'Regulation by Enforcement'
By Melanie WaddellThe SEC's 12b-1 fee crackdown was an example of regulation by enforcement, the group says.
January 30, 2024
Vanguard Launches Two Tax-Exempt ETFsExpense ratios for the new funds are lower than the average for competing products, the investment giant says.
January 29, 2024
New Bill Repeals Social Security Tax, Raises Cap on WealthyIt would "be fully paid for by raising the cap for individuals earning more than $250,000 annually," said Rep. Yadira Caraveo.
January 29, 2024
Wells Fargo Boosts CEO Scharf's Pay to $29M for 2023Scharf, 58, took the reins of Wells Fargo in 2019 with the mission of moving it past a series of scandals.
January 29, 2024
Ex-IRS Contractor Who Leaked Trump & Billionaires' Tax Data Gets 5 Years in PrisonEarlier, Charles Littlejohn admitted to taking tax information about thousands of wealthy Americans, like Jeff Bezos, and passing it to ProPublica.
January 29, 2024
Raymond James Revamps Independence Plus PlatformIt has expanded services for transitioning advisors, who can now pick and choose more options for how they set up, run and grow their firms.
January 29, 2024
Federal Court Rules in Favor of Allstate in Privacy CaseThe suit is part of a big wave of California cases aimed at companies that used standard traffic analysis services.
January 29, 2024
Ameriprise May Be Close to Making a Big Reinsurance DealCFO Walter Berman says there's a bid-ask gap in reinsurance, which represents an opportunity.