Reg BI to Be 2025 SEC Exam Priority
By Melanie WaddellThe SEC is issuing more Risk Alerts and releasing its priorities early, the agency's exam director said Tuesday.
April 02, 2024
Ameritas Suit Could Shake Up Life Settlement MarketThe case turns on whether a term life policy buyer can convert it into a permanent life policy.
April 02, 2024
Ex-Advisor Sentenced to 4 Years in Prison for $4.7M EmbezzlementChristopher Turean used client funds to gamble and for a home equity loan, the Department of Justice said.
April 02, 2024
The SEC Is 'Scaring People Off': Hester PeirceCulture at the top of the agency has changed, affecting how it engages the public, the commissioner said.
April 02, 2024
Fidelity Launches 3 Programs to Boost Financial LiteracySome 74,000 of the firm's associates are working to help make a difference in the communities they serve.
April 02, 2024
Medicare Moves Toward Election Season Clash With InsurersGovernment payments may rise just half as much as the plans' costs. Plan menus could shrink.
April 02, 2024
Clearwater to Pay $40M for Wilshire's Analytics ProductsThe software provider expects to add roughly $7 million in annualized revenue through the deal, which should close by June 30.
April 02, 2024
Elements to Offer Planning Tool to XYPN's Fee-Only AdvisorsThe partnership will provide XYPN advisors with a new resource for financial monitoring, says XYPN founder Michael Kitces.