Morgan Stanley Seeks to Offer Mutual Fund ETF Share Classes
By Dinah Wisenberg BrinAt least six firms seek SEC approval to offer ETFs as a share a class, as Vanguard long has.
February 09, 2024
Super Bowl 2024 Highlights NFL's Aging Billionaire ProblemGrowth has created succession-planning challenges — and could force the doors open for investors driven by financial imperatives.
February 09, 2024
S&P 500 Closes Above 5,000Emboldened by bets on a soft landing and the power of AI, equities are defying doomsayers and warnings about an overstretched market.
February 09, 2024
Birny Birnbaum Gives Up NAIC Consumer Rep RoleAfter serving the association for 25 years, he hopes to find another way to improve insurance regulation.
February 09, 2024
FINRA Fines Current, Former LPL Advisors Over False SignaturesThe advisors both agreed to a fine and suspension.
February 09, 2024
Lincoln Financial Pushes Capital Levels Back UpEllen Cooper, the CEO, says annuity product updates will be coming out soon.
February 09, 2024
New FINRA Arbitrator Selection Rules Start March 4The changes are intended to make the arbitrator selection process more transparent.
February 09, 2024
SEC Hits 16 Firms With $81M in Texting FinesThe firms agreed to pay the SEC combined civil penalties of more than $81 million.