9 Groups File New Suit Challenging DOL Fiduciary Rule Regs
By Allison BellThe ACLI, IRI and other plaintiffs have accused officials of failing to analyze the changes' potential impact properly.
May 24, 2024
New Health Insurance Suit Could Affect DOL Fiduciary Rule LitigationThe plaintiffs are questioning how well officials considered objections and analyzed the regulations' impact.
May 24, 2024
FINRA Suspends Rep for Violating Reg BI With L Bond SalesThe rep told a client to invest a large share of her assets in a speculative debt security, FINRA says.
May 23, 2024
Carson Group Hits Back at Former Exec's LawsuitThe firm denied wrongfully firing Mary Kate Gulick after she complained about the handling of a sexual assault report.
May 23, 2024
SEC Opens the Door for Spot Ether ETFs in Big Crypto VictoryFirms like BlackRock, Fidelity, VanEck and ARK are vying for crucial first-mover advantage in the race to launch this type of fund.
May 23, 2024
FINRA Seeks to Ease Worries on New Home Office RulesSome BDs are incorrectly saying their workers will be required to return to the office full time, FINRA says.
May 23, 2024
Stock Gains Pushed Index-Linked Annuity and Life Sales Higher in Q1LIMRA sees low but improving sales of traditional variable annuities.
May 23, 2024
Jeff Smedsrud Starts Supplemental Health FirmFlex Benefits offers accident insurance, critical illness insurance and other gap fillers.