Citi Taps Morgan Stanley Exec to Lead New Client Engagement Effort
By Dinah Wisenberg BrinDawn Nordberg, a Morgan Stanley veteran, will join Citi in September.
June 06, 2024
Mutual of America Names Brian Severin PresidentJohn Greed will continue to be the chairman and CEO.
June 06, 2024
Citizens CEO Plots a Continued Expansion of Wealth BusinessesSince last year, the bank has hired some 220 private bank employees and Morgan Stanley wealth veteran Paul Casey.
June 05, 2024
American College to Roll Out Tax Planning CertificationJeff Levine worked with the college to create the Tax Planning Certified Professional designation.
June 05, 2024
Advisors Pick ETFs Over Stocks for Client Portfolios: SurveyNearly 90% of respondents to an FPA survey recommend exchange-traded funds for their clients.
June 05, 2024
Texas to Take On NYSE With New Stock ExchangeThe Texas Stock Exchange has raised $120 million from backers including BlackRock and Citadel.
June 05, 2024
SEC Hedge Fund Fee Disclosure Rule Struck Down by U.S. CourtThe U.S. Fifth Circuit Court of Appeals in New Orleans on Wednesday sided with the private funds industry.
June 05, 2024
Watch Out, BDs! Here's What Triggers an SEC ExamA new Risk Alert details red flags that could make BDs prime targets for examiners.