Schwab to Replace Its Advisor Robo Offering
By Dinah Wisenberg BrinClient accounts must be moved from the Intelligent Portfolios platform to Ameritrade's iRebal by the fourth quarter of 2025.
October 18, 2024
BD Violated Reg BI With Excessive Trading That Cost Clients $1M: SECPHX Financial and a registered rep made over $400,000 in commissions and fees while clients lost money, the SEC said.
October 18, 2024
How Advisors Are Future-Proofing Their BusinessesAdvisors are feeling enormous pressure to ensure their ongoing viability, Natixis Investment Managers found.
October 18, 2024
Foundation Source Buys Fintech Firm Powering CharityvestThe acquisition will help the charitable giving technology provider offer a fund platform with an improved user experience.
October 17, 2024
$200K Transfer Goes Awry After One Dropped Digit: LawsuitAn unintended recipient has kept the money, says a lawsuit seeking restitution.
October 17, 2024
Robinhood to Give Investors Access to Futures, Index OptionsThe news follows a move by competitor Fidelity Investments to launch a revamped desktop platform for traders.
October 16, 2024
Client Sues Barred Broker Over 'Devastating' Life Insurance PlanBarred brokers selling complex life insurance plans is a growing problem, the client's lawyer says.
October 16, 2024
Pathstone to Acquire $45B UHNW Specialist Firm Hall CapitalThe deal will bring Pathstone's total AUM to nearly $100 billion.