Galvin Halts 5 Firms' ICO Sales in Massachusetts
By Melanie WaddellThe Massachusetts-based firms were selling and promoting unregistered securities in the form of virtual coin offerings, Galvin says.
March 27, 2018
Wall Street-Linked Insurers Face Scrutiny Over Client ComplaintsWall Street is learning that buying buy closed blocks is easier than communicating with the policy and annuity owners.
March 26, 2018
Greenberg's Starr Rejected by U.S. High Court on AIG BailoutA story that started in the Great Recession may have come to a quiet end.
March 26, 2018
Judge Certifies Class in Suit Against MetLife Over OvertimeThe allegations involve overtime for long-term disability insurance claims specialists.
March 26, 2018
Senate Passes Social Security Beneficiaries ActBill requires Social Security Administration to make annual grants to each state's protection and advocacy system to allow for reviews of representative payees under SSI, OASDI programs.
March 26, 2018
FinMason Taps New Exec for Growth PlansThe fintech analytics firm says it brought on David Remstein as president and COO to help it double its investment analytics offerings.
March 26, 2018
SEC Has Some Catching Up to Do on ETFs, IM Chief SaysThe Big questions, according to SEC's Dalia Blass: Should ETF index providers register as investment advisors? And what does 'ETF' really mean these days?
March 26, 2018
Advisors Have a Big Fee Disclosure Problem: CFA InstituteFee disclosure is key to client trust, but less than half of clients are satisfied with that aspect of the advisor relationship, CFA Institute finds.