Social Media Bolsters Advisors' Work During the Pandemic
By Michael S. FischerLinkedIn remains advisors' favorite platform for business use, a Putnam survey finds.
October 07, 2020
Fidelity: People More Financially Stressed Than 6 Months Ago, Don't Expect Relief SoonDespite challenges, the study shows people are finding confidence in unexpected places.
October 07, 2020
BofA Launches Digital Financial Planning ToolThe news comes seven weeks after Charles Schwab launched its free digital financial planning tool.
October 07, 2020
SEC OKs Fund of Funds Update, New 'Finders' ExemptionThe Democratic commissioners dissented on the finders exemption, with Crenshaw stating finders can engage "in core broker-dealer activities" without registration.
October 07, 2020
Dynasty to Close New York OfficeThe news comes about 18 months after the RIA platform provider said it was relocating its headquarters to St. Petersburg, Florida.
October 07, 2020
Fake FINRA Survey Is a Phishing Scam, Regulator Warns BDsThe email scam is the latest of several attempts to illicitly gather data by impersonating FINRA or registered reps.
October 07, 2020
SEC Adds to General Electric's Long-Term Care Insurance HeadachesGE says it disagrees with how the SEC staff sees things.
October 07, 2020
Claiming Social Security Widow(er) Benefits: It's ComplicatedClaiming a survivor benefit too early, or too late, could mean leaving thousands of dollars on the table.