Raymond James Unit Adds $400M Advisor
By Ginger SzalaReynaldo Figueredo joins Alex. Brown from Deutsche Bank, the former owner of the business unit.
October 09, 2020
YCharts Acquired by PE FirmEarlier investors in the analytics and charting firm include Morningstar, Hyde Park Angels, I2a and REV Venture Partners.
October 09, 2020
Asset Managers Ignore DOL Proposal to Limit ESG Assets in Retirement Plans"The regulation is not slowing down marketing and distribution efforts promoting DC-focused ESG products," according to Cerulli.
October 09, 2020
Annual Growth Tops 7% for Small RIAs: SchwabOrganic growth contributed two times more to overall asset growth than it did for larger firms.
October 09, 2020
Most Investors Staying Put Until After Election: SurveySeven in 10 investors say Trump's COVID-19 diagnosis is neither bullish nor bearish, according to Investing.com.
October 09, 2020
Morgan Stanley Hit With $60M Fine Over Data BreachesMorgan Stanley failed to properly oversee the decommissioning of two data centers in 2016, the OCC says.
October 09, 2020
MIB Life Application Activity Level CoolsPolicygenius came out with its second term life price report.
October 09, 2020
Integrity Marketing Acquires Assurance: DealsAmeriLife and Foresters Financial also have deals.