DOJ Expands Sales Review to Wells Fargo Wealth Unit: Report
By Janet LevauxEmployees in Phoenix are being interviewed by investigators concerning the bank's own investment products, according to the Wall Street Journal.
March 16, 2018
NaviPlan Upgrade Boosts 'Advisor Gamma': ExecAdvisors need better financial planning software to compete against robos — and the no-longer-slumbering big banks, says Advicent COO Tony Stich.
March 16, 2018
Want New Clients in Your Neighborhood? Consider SmartAdvisorOnline tool provides vetted client prospects with geo-targeted advisors, without a long-term commitment.
March 16, 2018
Your Clients' Life Insurance Buyer's Guide May Change SoonInsurers and consumer groups have different ideas about how much consumers should hear about permanent life insurance.
March 16, 2018
Fate of DOL Fiduciary Rule in Question After Court RulingThe 5th Circuit decision creates uncertainty days after another court upheld part of the rule, attorney Erin Sweeney says.
March 16, 2018
SEC Charges Theranos, CEO and Former President With Fraud: EnforcementIn other enforcement actions, an insurance agent is arrested in California in a $1.6 million fraud scheme targeting elderly.
March 16, 2018
Whales, Minnows Swim in Different Health Plan Waters: EBRIThe benefits think tank's new report on self-insurance may make some waves.
March 15, 2018
Georgia May Let Insurers Skip Paying Some Health CommissionsGeorgia House Bill 64 would require issuers to offer the commission levels included in rate filings.