Why a New Type of Alpha Should Be Retirement Portfolios' True Goal
By David M. BlanchettAdvisors often look at investment alpha as the priority of clients' financial plans. But that ignores the full picture.
November 24, 2020
Strong MYGA Sales Boost Q3 Annuity Sales TotalsSales of structured annuities were also strong.
November 24, 2020
Appeals Court Disregards FINRA Rule in CCO CaseDecision raises questions about how FINRA will charge firms and compliance officers for "should have known" violations, Eversheds' attorneys say.
November 24, 2020
Ellevest Gets $7.5M Investment From Allianz LifeFunds will help the digital-advice platform for women expand its business, say CEO Sallie Krawcheck and other executives.
November 24, 2020
Quiz: What Do You Know About Charitable Giving and Taxes?To help clients in their end-of-year planning, advisors need to know how to leverage giving in 2020.
November 24, 2020
JPMorgan Hit With $250M FineJPMorgan failed to maintain adequate internal controls and internal audit over its fiduciary business, the OCC said.
November 24, 2020
Wells Fargo Loses Libel Dispute to Fired AdvisorAn arbitrator rules that Amy Webster is entitled to attorney's fees and expungement in a matter tied to sales of renters insurance.
November 24, 2020
Virtus Introduces Core Equity ETF: Portfolio ProductsAlso, Leatherback Asset Management launches its first ETF.