Advisor Group Pledges to Speak to Female Candidates for Exec Posts
By Janet LevauxThe firm, which signed the ParityPledge, says seven of its top 16 executive roles are held by women.
August 28, 2018
There's a New 'Best' Size for Optimal GrowthA new Dynasty/Advisor Growth study found that optimal size for RIAs is much greater than the industry's conventional wisdom.
August 28, 2018
The Way Forward in Lifetime Income OptionsLabor's ERISA Advisory Council hears retirement experts' opinions on how to address lifetime income challenges
August 28, 2018
How to Understand ESG RatingsA lack of common standards for ESG reporting makes it difficult for advisors to judge companies. Here's a brief primer from Celent.
August 27, 2018
Great-West Life Makes $164 Million Secured LoanThe borrower is using 16 office and industrial properties to secure the loan.
August 27, 2018
Employers Hand More Pension Risk to InsurersPlans may have about $2.8 trillion in additional risk to transfer.
August 27, 2018
SEC Fines Legg Mason $34M in Libyan Bribery SchemeA former asset management unit with the firm partnered with a French bank to bribe Libyan government officials, the SEC said.
August 27, 2018
FINRA, Exchanges Set New CAT Schedule After Missing DeadlineFINRA and national securities exchanges have failed to begin reporting consolidated audit trail data as scheduled, SEC Trading and Markets chief Redfearn said.