3 Peeks Behind the LTCI Blinds
By Allison BellKeefe, Bruyette & Woods analysts talk about Athene, Prudential and CNO in a new conference report.
September 07, 2018
Galvin Busts NPH Affiliate for Improper REIT SalesSII Investments allowed agents to miscalculate customers' liquid net worth to sell them products, the Massachusetts regulator said.
September 07, 2018
SEC Fines Ex-Raymond James Branch Manager for Role in EB-5 Fraud: EnforcementAlso, the SEC charged two men for using oil-and-gas investors' money for vacations and dating websites.
September 06, 2018
Cigna Sells $20 Billion in This Year's Second-Biggest Bond SaleThe insurer says it will use the cash to pay part of the cost of acquiring Express Scripts.
September 06, 2018
Wealthy Investors Have a Big Cybersecurity ProblemAon's Cyber Solutions offers simple recommendations to prevent cybertheft for high-net-worth investors and the advisors who manage them.
September 06, 2018
CE Council Requests Comments on Program ChangesFINRA supports exploring whether individuals who step away from the industry can maintain their qualifications through continuing education.
September 06, 2018
All About RIAs in 2018The number of firms continues to climb, along with their AUM, IAA and NRS report.
September 06, 2018
Vanguard Launches Total World Bond ETFThis fund of funds invests in two Vanguard bond ETFs -- one domestic and one international.