SEC's New Form N-CEN Filing Deadline Kicks in for Some Funds
By Melanie WaddellThe SEC also announced on Sept. 11 XML schema changes for N-PORT and N-CEN that take effect Oct. 1.
September 18, 2018
1 in 5 Investors Can't Name the Funds They Own: ReportFidelity and Vanguard stand out for brand awareness, Hearts & Wallets finds.
September 18, 2018
The Spanish Flu Centennial — How the 1918 Flu Pandemic Affected Prudential AgentsFor a few weeks in 1918, Prudential agents fought a desperate battle to keep death claims from piling up.
September 18, 2018
Tesla Facing Criminal Probe Over Musk StatementsCompany got document request and is cooperating; inquiry started after CEO claimed he had funding to go private.
September 18, 2018
Wealth Enhancement Group to Buy OneSource Retirement AdvisorsEarlier in 2018, Lightyear Capital-based WEG acquired Cimino Wealth Advisors of Clinton, Wisconsin, and Retirement Strategies of Jacksonville, Florida.
September 18, 2018
The Spanish Flu Centennial — Claim Overlaps ApplicationThe 1918 flu pandemic showed why the best time to have life insurance in place is immediately.
September 18, 2018
SEC Reopens Advisor Proxy Voting DebateThe agency withdrew two no-action letters allowing advisors to use third-party voting services.
September 18, 2018
Western & Southern Agrees to Acquire Gerber Life From NestléOne goal is to increase the ratio of life business to annuity business.