Start With a Risk Number, End With New Clients: Snappy Kraken
By James J. GreenSnappy Kraken creates an automated lead-gen campaign for Riskalyze users.
October 19, 2018
Morgan Stanley, Goldman Want to Lend More Money to Ultra RichIn the past five years, Morgan Stanley has tripled these loans to high-net-worth individuals.
October 19, 2018
'Myth-Busting' Ex-Advisor Convicted of Fraud, Spent Investor Funds on Hindu Prayers: EnforcementAlso, FINRA barred a broker for recommending a charitable gift annuity that had hefty commissions.
October 18, 2018
Health Care Most Important Issue for Midterm Voters: PollOne wrinkle: Voters seem to like Obamacare more than Democratic candidates do.
October 18, 2018
SEC Launches FinHub PortalThe new fintech hub provides one-stop information on digital marketplaces, automated investment, blockchain and AI.
October 18, 2018
ICI Pushes Bills to Reform SIFI Process"Regulated funds and their managers continue to live under the threat of inappropriate SIFI designation," said ICI's Schott Stevens.
October 18, 2018
Private Client Group at Janney Adds 14 Advisors in Q3In addition, the firm opened a new office in Delaware.
October 18, 2018
How Much Does Politics Really Affect Portfolios?Politics is a "much bigger factor" in investments today than it was 20 years ago, according to Eaton Vance's Kathleen Gaffney.