Floyd Mayweather, DJ Khaled Fined by SEC for Unlawfully Touting ICOs: Enforcement
By Emily ZulzMeanwhile, FINRA barred a broker for splitting a client's investments into 42 different mutual funds.
November 29, 2018
Ascensus Offers Data of ABLE Savings BehaviorsAscensus, who administers ABLE accounts, shows the big growth of ABLE accounts on its platform.
November 29, 2018
Americans Plan to Boost Donations This Holiday SeasonDisaster relief and health matters are donors' chief priorities, a survey found.
November 29, 2018
280 CapMarkets Adds Corporate Bonds on BondNav280 CapMarkets' fixed income trading and price discovery platform BondNav now offers corporate bonds. The expanded taxable offering on BondNav includes…
November 29, 2018
Brady Tax and Retirement Plan Package Hits TurbulenceDemocrats seem to hate it, and budget analysts say it would cost $53 billion.
November 29, 2018
CITs Thrive as Investors Demand Lower CostsCollective investment trusts have experienced average growth of more than 8% annually for the last five years, Cerulli reports.
November 29, 2018
Cybersecurity Environment Is 'Terrifying,' USA Financial's CCO SaysAndrea McGrew sees big increase in hacking and phising of advisor-clients; suggests common-sense precautions.
November 29, 2018
Independent BDs Outpace All Others for GrowthA Cerulli report says independents' compound annual growth rate over the last five years "nearly doubled the four wirehouses."