BNY Mellon Nabs Veteran Goldman Wealth, Tech Exec
By Janet LevauxAvi Shua was with Goldman for almost 28 years and led its global wealth management tech group since 2013.
October 03, 2018
Charles Schwab Laments Image of Advisors as 'Used-Car Salesmen'The chairman says that the industry needs to embrace a fiduciary standard that puts it on the right path to help Main Street investors.
October 03, 2018
Main Growth Driver for RIAs Is Market Performance: StudyThis "should be a flag for our profession," Managing Director Gabriel Garcia said.
October 03, 2018
Rep. Himes Floats Portable Retirement, Investment Accounts BillAccount holders, employed or not, could move their account to their own financial institution or make choices from a slate of investment options.
October 02, 2018
Life Insurers, Health Insurers Clash Over Penn Treaty CoverageParties disagree about whether the insurer's assets should be used to pay LTCI benefits over the guaranty fund limits.
October 02, 2018
Feds Unleash Short-Term Health Insurance From Obama-Era LimitThe old coverage duration limit was three months. Now, the limit is 364 days. Issuers and distributors hope for a big increase in sales.
October 02, 2018
LOMA Adds Customer Service Basics ProgramOne topic will be a look at what the customer's 'customer journey' should be.
October 02, 2018
Most Institutional Investors Use ESG in Investment Approach: SurveyAn RBC survey found institutional investors felt it was a fiduciary duty to use ESG, and many believe ESG outperforms.