Rep. Waters Nominated to Chair House Financial Services Committee
By Melanie WaddellWaters said she'd "continue to prioritize protecting consumers and investors from abusive financial practices."
December 10, 2018
Young Consumers Shun Life Market: MIBDemand for coverage from older consumers continues to be strong.
December 10, 2018
SEC Approves FINRA Arbitrator Honorarium ChangesFINRA will pay each arbitrator an honorarium of $200 to decide, without a hearing session, three types of cases.
December 10, 2018
RBC Adds Responsible Investing Leaders, Financial Abuse Prevention UnitThe firm has also signed on to SIFMA's Senior Investor Protection Toolkit initiative.
December 10, 2018
5 Reasons to Chill Out About VolatilityVolatility may be scary, but Advisors Capital Management portfolio managers outline why investors should follow the fundamentals.
December 10, 2018
Fearless Girl Moves to Her New HomeState Street says the statue will have a "greater impact" in front of the New York Stock Exchange.
December 10, 2018
Natixis, Citadel Securities, MUFG to Pay SEC More Than $6M for Blue Sheet Data ErrorsSEC uses the blue sheet data to carry out its enforcement and regulatory obligations, including investigating fraud.
December 10, 2018
LPL-Affiliated Group Adds 50-Plus Reps From Departing OSJIndependent Advisor Alliance says some $2.3 billion in assets could move to its operations this year from IFP.