Wells Fargo Fined $1 Billion Over Mistreatment of Consumers
By Laura J. KellerThe settlement covers issues in Wells Fargo's auto-lending and mortgage units.
April 19, 2018
United Capital Delivers a Richer Digital Client ExperienceUnder the new client experience system, firms no longer need to transition their client data to a new CRM.
April 19, 2018
Merrill Lynch vs. Morgan Stanley: Who Had a Better Q1?Which firm had the best profits? The most advisors? The highest level of assets?
April 19, 2018
SEC Broker Conduct Plan Is Not a Fiduciary StandardAdvocates for RIAs and consumers said the SEC didn't clearly define "best interest" in the 1,000-plus page proposal.
April 19, 2018
Raymond James Longevity Planning Resources: Good for Clients, Great for AdvisorsSuite of tools provides much-needed solutions for clients while helping advisors grow their business and justify their fees.
April 19, 2018
Atria to Buy IBD Cadaret GrantThe deal, which is supported by Lee Equity Partners, should add some 900 advisors and about $23 billion in assets under administration to its base of 500 reps with some $30 billion.
April 19, 2018
Here's How Much 2018 Retirees Will Pay for Health Care: FidelityYear-over-year health care costs were relatively flat, Fidelity's cost estimate shows.
April 19, 2018
AXA Equitable Gets Closer to IPOThe company says it will use senior note financing to get itself in shape for a more independent existence.