Shutdown Enters Fifth Day Amid Impasse Over Trump's Border Wall
By Scott Lanman and Alyza SebeniusAmong the departments without funding are Justice and Treasury; independent agencies like the SEC are also affected.
December 26, 2018
FINRA Hits Morgan Stanley With $10M Fine Over AML FailuresThe broker-dealer's anti-money laundering efforts did not meet Bank Secrecy Act requirements in three areas between 2011 and 2015.
December 26, 2018
NHL Recognizes American Portfolios ExecThe group names CEO Lon Dolber a "Hometown Hero" for his support of the Center for Discovery and World T.E.A.M., which brings adaptive and able-bodied athletes together for inclusive athletic events.
December 26, 2018
SEC Appoints First Advocate for Small Business Capital FormationMartha Legg Miller to head up SEC's new Office of the Advocate for Small Business Capital Formation in new year.
December 24, 2018
Emerging Markets Expected to Outperform in 2019 (for Real This Time)Growth in 2018 was slower than expected, but many EM countries are set up for a longer-term expansion, analysts say.
December 24, 2018
Expect Big Changes to Retirement, Fiduciary Rules in 2019Other regulatory priorities are expected to include cybersecurity, new advertising and cash solicitation rules by the SEC.
December 24, 2018
5 New Questions About How the Annuity Market Will Weather 2019Why buy products with guarantees? Maybe the end of 2018 will show prospects why....
December 24, 2018
IRS Eases ACA Individual Penalty Exemption Process for 2018The notice will free people from having to apply to ACA public exchange programs to get hardship exemptions.