FINRA Seeks SEC Approval of Dispute Resolution Rules
By Melanie WaddellOne rule would prohibit compensated non-attorney representatives from practicing in the FINRA arbitration and mediation forum.
January 02, 2019
Democrats Aim to Put ACA in the New House RulesThe House is preparing to defend PPACA in the Texas v. United States litigation.
January 02, 2019
Divided Congress' First Task: Tussle With Trump Over ShutdownThe first test of the new dynamic in Washington may come Wednesday afternoon.
January 01, 2019
Will Real Estate Provide Cover for Investors in 2019?REITs may not be the place to be in 2019, but real estate hasn't lost its glow. And climate change has an impact more now than ever.
January 01, 2019
BDs 'Gearing Up, Committing Dollars and Hiring Staff' in 2019Recruiter Jon Henschen tells ThinkAdvisor which firms seem to be boosting their recruiting for the coming months.
January 01, 2019
Get to Know the 'Uninsurables': Idea FileA Swiss Re strategist suggests one great place to look for prospects could be the rejected application pile.
December 31, 2018
Wells Fargo Judgment Gives Term Life Sales DetailsThe number of life policies involved seems to be higher than in a pleading California filed a year ago.
December 31, 2018
Judge Keeps PPACA in Effect While Appeal Is Under WayThe 5th U.S. Circuit Court of Appeals will be hearing the appeal.