Fi360 Acquires Center for Fiduciary Management
By Melanie WaddellCFFM offers four flagship products that are widely used among financial advisors.
June 18, 2018
Wells Fargo to Restructure Brokerage Groups: ReportThe wealth group is "reimagining" its business to boost efficiency, a spokesperson said.
June 18, 2018
SEC Chairman Is 'Sick' of How Much Retail Fraud There IsChairman Jay Clayton says that brokers should create a culture that doesn't accept lying — even when the law allows it.
June 18, 2018
Wealthiest Families Show Growing Appetite for Direct InvestmentsDirect investments are "upending traditional approaches to portfolio construction," says Family Office Exchange.
June 18, 2018
FINRA Hearing Panel Bars Rep, Firm for Violating SuspensionWhile on three-month suspension, Miami broker "never stopped his association" with the broker-dealer and with continued soliciting customers, FINRA hearing panel found.
June 18, 2018
Cigna CEO Set to Lead AHIP in 2019Ken Burdick of WellCare is on track to be the chair of the health insurer group in 2020.
June 18, 2018
Fidelity Launches 2 Factor ETFs: Portfolio ProductsMeanwhile, TCA by E-Trade added capabilities for RIAs.
June 18, 2018
Fidelity Cuts Target Date Fund Fees as Competition Heats UpIn addition to cutting fees on target date funds, Fidelity is adding long-term Treasuries and TIPS as investment options.