Galvin: Scottrade Fiduciary Case Still On Despite 5th Circuit Ruling
By Melanie WaddellMassachusetts Securities Regulator Galvin wants the SEC "to re-draft" its Regulation Best Interest for brokers "and mandate a true fiduciary standard that investors deserve."
June 25, 2018
Ex-Treasury Official Touts the Promise of Fintech 'Sandboxes'U.S. regulators "have increased engagement with financial innovators in recent years, and it's a good time to consider taking the next step," Jonah Crane says.
June 25, 2018
Legendary Investor Jim Rogers Launches ETF: Portfolio ProductsIn other product news, E*TRADE added 46 ETFs to commission-free ETF lineup.
June 25, 2018
Emerging Markets: More Downside to ComeThere are several reasons for the decline in emerging markets.
June 24, 2018
New York State Issues HIV Medication and Short-Term Health Insurance WarningsMaria Vullo says her state continues to prohibit the sale of short-term health insurance policies.
June 22, 2018
Million Dollar Round Table Brings the World to Los AngelesThe program book is available in English, two versions of Chinese — and Bahasa.
June 22, 2018
Indexed Annuity Issuers Wants Slice of 401(k) Default Option MarketElizabeth MacGowan urged a DOL council to help put indexed annuities on the QDIA menu.
June 22, 2018
Vietcombank Said to Tap Credit Suisse to Find Life Distribution PartnerInsiders say the deal could be worth as much as $1 billion.