Active Beat Passive in Asset Flows in January: Morningstar
By Bernice NapachBut the beat was slight, and flows overall were light compared to January 2018 and 2017.
February 20, 2019
HighTower Nabs $2.6B Group in Memphis: Recruiting RoundupMeanwhile, Raymond James' Alex. Brown division has added a veteran advisor from Wells Fargo with $113 million in client assets in Boston.
February 20, 2019
More IRS Guidance Needed on Unclaimed 401(k) Savings: GAOMeanwhile, former Labor official Phyllis Borzi calls for increased efforts to find missing plan participants.
February 20, 2019
United Capital's FinLife Platform Hits $22.5B"The day may come soon when FinLife Partners eclipses United Capital in size," CEO Joe Duran said.
February 20, 2019
SoFi Now Offering No-Fee Brokerage for Stock and ETF TradesBut an analyst of robo-advisors questions whether the no-fee model is sustainable.
February 20, 2019
This One Weird Word Could Blow Up Your Sales Standard: NAFA to NAICPamela Heinrich says using the word would create a 'tripwire.'
February 20, 2019
SEC Proposal Includes Broader Pre-IPO 'Test-the-Waters' ProgramThe regulator aims to boost companies' ability to gauge interest from large investors before initial public offerings.