BD to Pay $600K Over Unapproved Messaging
By Melanie WaddellBTGI failed to reasonably supervise employees' use of unapproved communications platforms for business purposes, FINRA states.
March 26, 2026
Corebridge and Equitable Agree to $22B All-Stock MergerThe combined business would take the Equitable name and have $1.5 trillion in assets.
March 26, 2026
The Cayman Islands' Reinsurance BoomA former insurance commissioner says the Caribbean jurisdiction needs U.S. regulators' attention.
March 25, 2026
5 Ways Insurers' World Was HappyGoldman Sachs and Nuveen asset manager surveys show how strong investment markets looked before early February.
March 25, 2026
Ex-Hightower CEO Named President of Alts Platform PPB CapitalBob Oros will fill a new role, overseeing operations and infrastructure.
March 25, 2026
Should Clients Take RMDs Early in the Year or Wait?Timing doesn't affect the amount that must be withdrawn, but both approaches have benefits and drawbacks.
March 25, 2026
The Once-Sober ETF Industry Finds a Home on a Vegas Casino FloorThe ETF, designed to make investing simple, has become the delivery mechanism for the newest form of financial gambling.
March 25, 2026
DOL's Plan for Alts in 401(k)s Clears OMBThe exact contents of the proposal will be unclear until Labor releases the rule.