FINRA's Cook: SEC Reg BI Compliance to Be a Heavy Lift
By Melanie WaddellImplementing Reg BI and potential FINRA rulebook changes are top of mind; NASAA president weighs in on state fiduciary rules.
May 08, 2019
BNY Mellon Pershing CEO Steps Down, Replacement NamedThe appointment is made after 30-year veteran of BNY Mellon Pershing Lisa Dolly decides to change career paths.
May 08, 2019
Drugmakers Will Have to Put Prices in Ads: FedsOfficials say a drug's wholesale acquisition cost is its real list price.
May 07, 2019
Life Insurers Are Sending More Cash to Corporate Parents: Rating AgencyIn 2018, the insurers' statutory dividends to their holding companies exceeded their net income.
May 07, 2019
Brooke Shields to Promote Life Insurance AwarenessLife Happens has named Shields to be the spokesperson for the September awareness month campaign.
May 07, 2019
Significant Volatility in Q4 'Whipsawed' Corporate DB Plans: CerulliThe CIOs of mid-sized corporate DB plans told Cerulli that their companies cannot stomach such volatility again.
May 07, 2019
Long-Term Use of Financial Wellness Programs Drives Retirement Success: StudyFinancial Finesses reports that employees want financial wellness benefits, and many employers are providing them.
May 07, 2019
Gundlach Sees 50%-Plus Chance of Higher China TariffsU.S. deficits and debt are 'out of control,' he says; DoubleLine's money manager says U.S. economy is 'rudderless.'