Advisors to Return $125M in 12b-1 Fees Under SEC Share Class Initiative
By Melanie WaddellMore than 70 advisors self-reported that they improperly sold clients mutual fund shares with 12b-1 fees.
March 11, 2019
Advisors and Clients Have Very Different Views on Money ManagementA CFP Board survey turns up opportunities for advisors to engage clients.
March 11, 2019
JPMorgan Planning Cheapest-Ever Stock ETFThe BetaBuilders U.S. Equity ETF would charge 20 cents per $1,000, or a 0.02% expense ratio.
March 11, 2019
Trump's $4.7 Trillion Budget Headed for Rejection by CongressClashes with Congress could lead to another shutdown as Trump asks for $8.6 billion more for a border wall.
March 11, 2019
Goldman Sachs Launches ETFs That Invest in Innovators: Portfolio ProductsAlso, Schwab trimmed fees on three equity ETFs and Defiance ETFs announced the launch of a 5G ETF.
March 11, 2019
Narrowing Gender Pay and Power Gaps Could Boost Growth, MarketsHigher pay for women and more executive positions could give markets the jolt they need, studies find.
March 10, 2019
Bull Market Turns 10: Do You Know Where Your Portfolio Is?If you haven't rebalanced in a while, you may be in for a shock, Envestnet's Tim Clift says.
March 08, 2019
Yes. Leave Big Insurer Wellness to Us: NAIC Head on FSOC ProposalEric Cioppa is praising proposed changes to the federal 'too big to fail' standards.