New York Broker To Buy Worksite Marketer
By Staff WriterNU Online News Service, Nov. 22, 2004, 5:43 p.m. EST Duck Key, Fla.USI Holdings Corp., Briarcliff Manor, N.Y., has acquired Benefit Partners of America ...
November 22, 2004
Gold ETF Launched on NYSENov. 18, 2004 -- streetTRACKS Gold Trust said it has priced its initial public offering of 2,300,000 shares of a new gold-based exchange traded fund...
November 22, 2004
Franklin Resources Settles With California RegulatorsNov. 17, 2004 -- Franklin Resources (BEN) will pay $18 million to settle charges that it paid brokers to promote its mutual funds, the California...
November 22, 2004
Lawmakers Consider Broker Suitability RequirementThe National Conference of Insurance Legislators is weighing in on the broker compensation issue.[@@]The Albany, N.Y., group has proposed model legislation that responds to ...
November 22, 2004
SEI Seminar Urges Hedge Funds to Comply with New SEC RulesOAKS, Pa. (HedgeWorld.com)--The Securities and Exchange Commission's new rule isn't effective until Feb. 1, 2006, but some are advocating advance preparation regardless of the legal challenges reportedly in the works. The SEI Knowledge Partnership, an effort on the part of SEI Investments' investment manager market unit to analyze business and...
November 22, 2004
Officials Post Broker Comp Court Documents On WebNU Online News Service, Nov. 22, 2004, 5:24 p.m. ESTCalifornia insurance regulators have put a copy of their broker compensation complaint and a proposed ...
November 22, 2004
NCOIL Slams Federal Standards LegislationThe National Conference of Insurance Legislators has officially come out against proposed federal insurance regulatory reform legislation.[@@]NCOIL President Steve Geller, a Democratic member of ...
November 22, 2004
Humana Allies With J.P. Morgan ChaseNU Online News Service, Nov. 22, 2004, 3:35 p.m. ESTA large Louisville, Ky., health insurer is building health savings account services from a New ...