SEC Extends BDs' Compliance Deadline With Amended Reg NMS
By Melanie WaddellBroker-dealers told the agency they need more time beyond the May 20 deadline.
April 25, 2019
Anthem's CEO Refers to 'Brokers' 4 TimesBut the company's CFO said that, if the company makes a deal, it would probably buy a Medicare plan provider.
April 25, 2019
Drug Makers' Charity Allies Help Their Fight to Keep Drug Prices HighOne 'nonprofit coalition' publishes op-eds blasting health insurers for trying to steer patients to cheaper therapies.
April 25, 2019
Janney, RBC Wealth Add Reps From Rivals: Recruiting RoundupPlus, Securities America and CUSO Financial recruit groups with $200 million and $603 million, respectively.
April 24, 2019
Prudential and AIG Announce $3.3 Billion in Group Annuity SalesPrudential made deals with several U.K. sponsors; AIG, with Avery Dennison.
April 24, 2019
Smart Beta Revolution Looks to Be Stalling Globally: CerulliOne indicator of this is that the pace of new ETF issuances is slowing globally.
April 24, 2019
Annuity Group Unveils Retirement Readiness Benchmarking ToolThe new RISE Score program could help the country measure how well funded we are as a people.
April 24, 2019
Ladenburg Hires Former Cetera, Advisor Group ExecDavid Ballard will now support Securities America, Triad Advisors, Investacorp, Securities Service Network and KMS Financial Services.