NAIFA Presents Leadership Nominations
By Marlene SatterThe election will be held at the group's conference in September.
July 02, 2019
FINRA Hits Summit With $880K Fine Over Excess TradingOne advisor placed close to 535 trades for a retired client, who paid more than $171,000 in commissions over three years.
July 02, 2019
State Lawmakers to Eye 'Involuntary Business Transfers'NCOIL members will also be talking about health care cost sharing ministries and health care preauthorization.
July 02, 2019
Colorado Updates Nursing Home Penalty Fund LawThe state can use the fund to provide nursing home upgrade grants.
July 02, 2019
Affordability Could Be a Key Individual Coverage HRA WrinkleBut an Employers Council on Flexible Comp analyst says the regs could be useful to some employers.
July 02, 2019
Gen Xers Are Falling Behind Financially: EBRIThey are the first generation with career-long access to DC plans, but they're in worse shape financially than previous generations.
July 01, 2019
Stifel, RBC Pick Up Wirehouse Reps: Recruiting RoundupAdvisors continue to leave Merrill Lynch, Wells Fargo and other firms.
July 01, 2019
California Launches Retirement Savings Program for Employees Without OneEmployers with five or more workers who don't offer their own retirement plan will be required to sign up for the program.