TA Associates Snaps Up $12B Wealth Firm From Lightyear
By Janet Levaux"Wowza! This is a mega-deal!" one observer said.
July 31, 2019
Genworth Says It's Seeking Buyers for Canadian UnitThe company is reporting $168 million in net income, and $37 million in LTCI operating earnings.
July 31, 2019
Wall Street's Top Watchdog Seeks Help to Muzzle a Mystery TrollThe reputation consultant's duties will include monitoring content about the SEC's vaunted enforcement division on the web and removing anything that's "false or harmful."
July 31, 2019
Donors Set Records at Schwab, Fidelity CharitableThe 2017 tax law has encouraged donors to "bunch" contributions to donor-advised funds, Schwab Charitable says.
July 31, 2019
RIA M&A Growth Evolves From 'Spike' to 'Surge': DeVoeTransactions were way up from a year ago, the new Nuveen/DeVoe RIA Deal Book says.
July 31, 2019
MetLife Reaches $80 Million Group Life Benefits Settlement AgreementThe plaintiffs allege that MetLife's administration of retained asset accounts violated ERISA.
July 30, 2019
Raymond James Names Head of Advisor InclusionThe marketing executive will manage the Network for Women Advisors, Advisor Pride Network and Black Financial Advisors Network.
July 30, 2019
CFP Board Announces Big Enforcement ChangesThe Board will no longer solely rely on self-disclosure by CFP professionals.