Market Pullback Possible Over Trade, Tariffs: Andy Friedman
By Janet LevauxThe president's use of tariffs "has confused the markets and caused volatility," the Washington Update author says.
August 01, 2019
SEC Hits Commonwealth for Failure to Disclose Revenue Sharing ConflictsThe regulator alleges the IBD breached its fiduciary duty by not disclosing $100 million obtained via a revenue-sharing deal tied to mutual funds.
August 01, 2019
High-Earning Female Investors Defy Stereotypes: SurveyA FlexShares report shows why advisors should question gender-based assumptions in both financial and personal life.
August 01, 2019
Chalice Launches Reg BI Compliance ServicesThe membership-based group says it is responding to advisors' requests for compliance and legal support.
August 01, 2019
Ohio National Fighting to Avoid FINRA ArbitrationThe insurer faces a new lawsuit filed by Kestra Financial's parent firm over its decision to stop paying advisors certain annuity commissions.
August 01, 2019
Vanguard Reopens Dividend Growth Fund, Increases Access to Alternative FundsThe changes affect both retail and institutional investors.
August 01, 2019
Democrats Float Bill to Help Workers in Closed Pension PlansThe measure is included in the Secure Act but is urgent enough to merit a standalone bill, two senators say.
August 01, 2019
Democrats Should Stop the Health Policy Bickering: Cory BookerThe Democrats in Debate 2B agreed on one thing: that for-profit health insurers are awful.