IRS Posts Charitable Lead Annuity Trust Letter Ruling
By Allison BellThe case deals with a CLAT set up so that the annuity benefits term depends on the initial value of the trust assets.
August 19, 2019
LPL Execs Tout Capital, Succession Planning SolutionsAt its Focus conference, company says it's developing an "end-to-end solution" to help advisors with M&As.
August 19, 2019
Kansas Department Pans Markopolos Report on GEThe department says the Markopolos assessment of GE appears to be 'fairly simplistic.'
August 19, 2019
Business Economists Expect US Recession to Start in 2020 or 2021A shift in monetary policy is seen as extending the current economic expansion and delaying the start of the next U.S. recession.
August 19, 2019
Regulators Could Help Life Insurers Buy More StockThe idea could have a big effect on issuers of annuities as well as of life insurance.
August 19, 2019
Cantor Fitzgerald, BMO Capital Hit by SEC for Improper Handling of ADRsThe SEC orders find that both Cantor and BMO improperly obtained pre-released ADRs indirectly from other broker-dealers.
August 19, 2019
FINRA Reminds BDs of Municipal Client DutiesFINRA exams have found BDs engaged in investment-related activities with municipal clients without registering as muni advisors.
August 19, 2019
Maryland to Hold Public Hearing on 3 LTCI Issuers' Rate Hike RequestsThe carriers are Prudential, John Hancock and Unum Life.