'Regulation by Enforcement' Battle Reaches Full Tilt
By Melanie WaddellFSI is fighting the SEC's Share Class Selection Disclosure Initiative; others are more supportive.
September 06, 2019
Jobs Report Is a Further Sign of Slowdown: MerrillMerrill analysts suggest the Fed is on track to ease rates at its September meeting.
September 06, 2019
SEC Shuts Down $300M California Alcohol License Loan SchemeThe San Diego-based firm and its principal defrauded 50 retail investors, the SEC says.
September 06, 2019
FINRA Suitability Rule Likely a 'Non-Factor' Due to Reg BI: AttorneyFINRA can likely bring suitability cases under Reg BI instead, writes Bates Group's Hank Sanchez in a just-released paper.
September 05, 2019
Advocacy Group Wants Hearings on Nonresident Tax MattersAmerican Citizens Abroad launches online campaign to press lawmakers to act on Tax Fairness for Americans Abroad Act.
September 05, 2019
DOE Fix for Student Loan Forgiveness Program Is Massive FailureA GAO report found that the Temporary Expanded Public Service Loan Forgiveness program rejected 99% of applications.
September 05, 2019
Riskalyze, HighTower Make a DealThe tech firm will provide a variety of tools to the RIA network, which has nearly 100 partner firms.
September 05, 2019
US Economy Would Be Fine if Not for Trade War: EconomistsOur economy is "at a crossroads" now, according to KPMG chief economist Constance Hunter.