Rep Fired for Misusing $15,000 in Erroneous Commission Payments Gets FINRA Suspension
By Melanie WaddellBrandon Still misappropriated $15,000 that Arvest Wealth mistakenly paid him, according to FINRA.
April 20, 2026
SEC Asks Court to Toss Accredited Investor Rule SuitA complaint, brought in September, challenges the income and net worth thresholds in the agency's accredited investor definition.
April 20, 2026
Ameriprise Data Breach Affected Nearly 48,000Two lawsuits sparked by the March incident have been dropped, court records show.
April 20, 2026
Stifel Settles With Investors in Structured Notes CaseThe investors won a $133M arbitration award tied to barred broker Chuck A. Roberts' risky strategy.
April 20, 2026
NYC's Second-Home Tax Unites Mamdani, HochulAbout 13,000 properties in the city would likely be affected by the proposed tax rules, the state's governor says.
April 20, 2026
Could Retirement Planning Be the Next AI Frontier for Advisors?While AI-enabled planning tools are hitting the market, there's still far to go, advisors say.
April 20, 2026
12 U.S. Cities Where Home Values Fell Most in a YearPrices fell in 70% of big cities between 2025 and 2026, SmartAsset finds.
April 17, 2026
5 Things to Know About Cayman Islands Annuity ReinsuranceU.S. issuers are rushing to do business there. Reinsurers there feel misunderstood.