LPL Nabs Team With 7 Reps, CPAs From Royal Alliance
By Janet LevauxMeanwhile, Wells Fargo FiNet added three advisors from Edward Jones, RBC Wealth and Royal Alliance.
December 18, 2019
Resolution Life Agrees to Pay $902 Million for Voya's Individual Life BusinessThe deal also includes blocks of individual annuity and pension risk transfer business.
December 18, 2019
'Free Lunch' Annuity Scheme by Unregistered Advisor Targeted Seniors: GalvinAn insurance salesman in Massachusetts improperly acted as an advisor and pocketed millions in commissions, regulators said.
December 18, 2019
New Schwab Tool Helps Investors Withdraw Retirement IncomeSchwab Intelligent Income is intended to help investors handle the financial transition to retirement.
December 18, 2019
SEC Advances Plan to Expand Accredited Investor DefinitionAmong other measures, the plan expands the entities that qualify based on an investment test instead of an asset test.
December 18, 2019
How Big Firms, Small Firms Are Preparing SEC's Form CRSAt FINRA's Reg BI event, panelists from Wells Fargo and a small broker-dealer compared their approaches.
December 18, 2019
New York Life Makes $6.3 Billion Deal for Cigna Group Life and Disability UnitCigna would get cash. New York Life would get a buffer against low interest rates.
December 17, 2019
Slow Gains for Female Board Membership: ReportStill, the MSCI's Women on Boards 2019 Progress Report does reveal some positive trends.