RIA Captrust Sticking With Growth Plan in 2020, Exec Says
By Jeff BermanAfter five acquisitions in 2019, the firm is hoping to make more deals next year.
December 19, 2019
House Passes Temporary Repeal of SALT Deduction LimitThe bill doubles the cap for the 2019 tax year and repeals it for 2020 and 2021.
December 19, 2019
MetLife Cleans Up SEC Financial Statement ProblemsThe company is paying a $10 million penalty, but it's not admitting the SEC's findings.
December 19, 2019
Robinhood Fined $1.25M by FINRA for Customer Order Routing MethodThis is the latest stumble for Robinhood, which started no-commission trading years before Schwab and others followed.
December 19, 2019
5 Possible Effects of the Big New ACA Ruling, for AgentsOne possibility is that all of the ACA could die. But when?
December 19, 2019
Senate Passes Secure Act With Spending BillTrump is expected to sign it into law Friday; Andy Friedman notes some less-noticed aspects of the bill.
December 18, 2019
House Impeaches Trump; Senate Braces for TrialLegal experts have already come in to brief Senate Democrats on trial processes and procedures.
December 18, 2019
What to Expect From SEC's Reg BI Exams: DriscollExam division will start probing broker-dealers on Regulation Best Interest compliance in January.