RIAs Look to 2020, Say 'Bring It On'
By Michael S. FischerA TD Ameritrade survey found RIAs optimistic about both the economy and their practices.
January 07, 2020
Great-American Adds Indexed AnnuitiesOne of the new contracts is a fee-based indexed annuity without a market-value adjustment provision.
January 07, 2020
Opioids Probably Kill Insured People, TooLong-term users of high-strength oxycodone prescriptions appear to face the highest risk of death.
January 07, 2020
Dodd and Frank Say SEC's Reg BI Violates LawThey were among a group of current and former Democratic lawmakers who filed a brief saying the best-interest rule "cannot stand."
January 07, 2020
Business Groups Blast Massachusetts Fiduciary Plan as Comment Period EndsThe proposed rule raises "serious new legal and practical concerns" and should be delayed until after SEC Reg BI is implemented, they said.
January 06, 2020
Identity Theft Drops for Third Year in a Row: IRSIt credits an "aggressive" push involving interagency cooperation for the drop.
January 06, 2020
Janney Added 32 Advisors From Wells Fargo, Merrill and Morgan Stanley in 2019With the wirehouse advisors and 12 other veteran reps, it added some $3.4 billion in assets to its Private Client Group.
January 06, 2020
Crypto Company, CEO to Cough Up $400,000 to Settle SEC Fraud CaseThe firm made false statements to qualify for a Reg A+ offering, the SEC said.